Alert: New Regulations Require Broker-Dealers and Others to Conduct Due Diligence on Correspondent Accounts for Foreign Financial Institutions and on Private Banking Accounts for non-U.S. Persons - July 2002
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Selected Articles on Recent Developments in the Area of Investment Management - November 2002:
- How Proposed Patriot Act Regulation Will Affect Hedge Funds
- New York Amends Investment Adviser Requirements under Martin Act
- SEC Revisits Investment Advisers Act Issues relating to Disclosure of Private Investment Fund Information over the Internet - Implications for Offshore Funds and Their Advisers
- Limited Broker Dealer Explored by Securities and Exchange Commission Small Business Forum
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