Curtis, Mallet-Prevost, Colt & Mosle LLP
New York
Houston
Stamford
Washington, D.C.
Almaty
Astana
Frankfurt
Istanbul
London
Mexico City
Milan
Muscat
Paris

Firm Profile

Practice Areas

Attorneys

Offices

Recruiting

News

Publications
Newsletters
Articles

Search
Site Map
Contact Us
Home



News

Newsletters Archives
  

Broker-Dealer News Return To Top
Return to Top
SEC Approves FINRA Rule Governing Deferred Variable Annuity Transactions - September 2007
Please click here to view the article - PDF, 95KB
United Kingdom Enterprise Capital Funds: With a Focus on Business Angel Led Funds - September 2004
Please click here to view the article - PDF, 123KB
Alert: New Regulations Require Broker-Dealers and Others to Conduct Due Diligence on Correspondent Accounts for Foreign Financial Institutions and on Private Banking Accounts for non-U.S. Persons - July 2002
Please click here to view the article - PDF, 171KB
Alert: New Anti-Money Laundering Regulations Imposed on Broker-Dealers and Other Institutions - March 2002
Please click here to view the article - PDF, 35KB



E-Commerce News Return To Top
Return to Top
E-Commerce Client Alert: New Federal Statute Regulates Commercial E-Mail - February 2004
Please click here to view the article - PDF, 39KB



Energy News Return To Top
Return to Top
Draft Model of a New Regulatory Framework - August 2003
Co-written with Araújo e Policastro Advogados
Please click here to view the article in English - PDF, 200KB
Please click here to view the article in Portuguese - PDF, 216KB



Environmental News Return To Top
Return to Top
The Greenhouse Gas Emissions Permit Trading Market: Opportunities and Issues for Financial Institutions - July 2004
Please click here to view the article - PDF, 212KB
Mandatory Greenhouse Gas Emission Reduction Requirements & Permit Trading in Europe: Assess Your Risk & Optimal Strategy - November 2003
Please click here to view the article - PDF, 149KB
Potential Issues in Greenhouse Gas Emissions Trading - April 2002
Please click here to view the article - PDF, 61KB
New Legislation Changes Potential Liability for Contaminated Properties - January 2002
Please click here to view the article - PDF, 111KB



Intellectual Property News Return To Top
Return to Top
Recent U.S. Participation in the Madrid Protocol - the Impact on Securing International Protection for your Trademarks - March 2004
Please click here to view the article in English - PDF, 133KB
Please click here to view the article in Spanish - PDF, 41KB
Client and Colleague Alert: Change in U.S. Patent and Trademark Office Filing Practice - June 2002
Please click here to view the article - PDF, 52KB
New .US Domain Name Registrations and "Sunrise" Period for Trademark Owners - February 2002
Please click here to view the article - PDF, 58KB



Investment Management News Return To Top
Return to Top
Client Alert: Exemption from CPO/CTA Registration Requirements for Operators and Advisers of Certain Pools - December 2002
Please click here to view the article - PDF, 84KB
Selected Articles on Recent Developments in the Area of Investment Management - November 2002:
    - How Proposed Patriot Act Regulation Will Affect Hedge Funds
    - New York Amends Investment Adviser Requirements under Martin Act
    - SEC Revisits Investment Advisers Act Issues relating to Disclosure of Private Investment       Fund Information over the Internet - Implications for Offshore Funds and Their Advisers
    - Limited Broker Dealer Explored by Securities and Exchange Commission Small Business       Forum
Please click here to view the article - PDF, 159KB



Securities News Return To Top
Return to Top
Prospectus Directive 2003/71/EC: An Overview - February 2004
Please click here to view the article - PDF, 190KB
Alert: Timeline for SEC's Proposals and Comments (Sarbanes-Oxley Act of 2002) - November 2002
Please click here to view the article - PDF, 139KB



International Report (1995-1998) Return To Top
Return to Top

Curtis's International Report was a quarterly newsletter published from 1995 - 1998 containing submissions pertinent to the legal issues of the times.
Click here to view the archives of the Firm's International Report.



 
 

Curtis, Mallet-Prevost, Colt & Mosle LLP
Attorneys & Counsellors at Law


Firm Profile  |   Practice Areas  |   Attorneys  |   Offices  |   Recruiting  |   News  |   Publications  |   Search  |   Site Map  |   Contact Us  |   Home 
 



New York Newark Stamford Houston Washington, D.C. Mexico City London Paris Frankfurt Milan Muscat